## Dr. Markus Upmeier

### Project leader

Universität Augsburg

E-mail: Markus.Upmeier(at)math.uni-augsburg.de

Telephone: +49 821 598 - 2228

Homepage: https://www.math.uni-augsburg.de/prof/di...

## Publications within SPP2026

Let X be a compact Calabi-Yau 3-fold, and write \(\mathcal{M}, \overline{\mathcal{M}}\) for the moduli stacks of objects in coh(X) and the derived category D^b coh(X). There are natural line bundles \(K_{\mathcal{M}} \to \mathcal{M}, K_{\overline{\mathcal{M}}} \to \overline{\mathcal{M}}\) analogues of canonical bundles. Orientation data is an isomorphism class of square root line bundles \(K_{\mathcal{M}}^{1/2}, K_{\overline{\mathcal{M}}}^{1/2}\), satisfying a compatibility condition on the stack of short exact sequences. It was introduced by Kontsevich and Soibelman in their theory of motivic Donaldson-Thomas invariants, and is also important in categorifying Donaldson-Thomas theory using perverse sheaves. We show that natural orientation data can be constructed for all compact Calabi-Yau 3-folds X, and also for compactly-supported coherent sheaves and perfect complexes on noncompact Calabi-Yau 3-folds X that admit a spin smooth projective compactification.

**Related project(s):****33**Gerbes in renormalization and quantization of infinite-dimensional moduli spaces

Let *X* be a compact manifold, *G* a Lie group, *P*→*X* a principal *G*-bundle, and *B_**P* the infinite-dimensional moduli space of connections on *P* modulo gauge. For a real elliptic operator *E* we previously studied orientations on the real determinant line bundle over *B_**P*. These are used to construct orientations in the usual sense on smooth gauge theory moduli spaces, and have been extensively studied since the work of Donaldson.

Here we consider complex elliptic operators *F* and introduce the idea of spin structures, square roots of the complex determinant line bundle of *F*. These may be used to construct spin structures in the usual sense on smooth complex gauge theory moduli spaces. We study the existence and classification of such spin structures. Our main result identifies spin structures on *X* with orientations on *X*×*S*1. Thus, if *P*→*X* and *Q*→*X*×*S*1 are principal *G*-bundles with *Q*|*X*×{1}≅*P*, we relate spin structures on (*B_**P*,*F*) to orientations on (*B_**Q*,*E*) for a certain class of operators *F* on *X* and *E* on *X*×*S*1.

Combined with arXiv:1811.02405, we obtain canonical spin structures for positive Diracians on spin 6-manifolds and gauge groups *G*=*U*(*m*),*S**U*(*m*). In a sequel we will apply this to define canonical orientation data for all Calabi-Yau 3-folds *X* over the complex numbers, as in Kontsevich-Soibelman arXiv:0811.2435, solving a long-standing problem in Donaldson-Thomas theory.

**Related project(s):****33**Gerbes in renormalization and quantization of infinite-dimensional moduli spaces

We develop a categorical index calculus for elliptic symbol families. The categorified index problems we consider are a secondary version of the traditional problem of expressing the index class in K-theory in terms of differential-topological data. They include orientation problems for moduli spaces as well as similar problems for skew-adjoint and self-adjoint operators. The main result of this paper is an excision principle which allows the comparison of categorified index problems on different manifolds. Excision is a powerful technique for actually solving the orientation problem; applications appear in the companion papers arXiv:1811.01096, arXiv:1811.02405, and arXiv:1811.09658.

**Related project(s):****33**Gerbes in renormalization and quantization of infinite-dimensional moduli spaces

Let X be a compact manifold, D a real elliptic operator on X, G a Lie group, P a principal G-bundle on X, and B_P the infinite-dimensional moduli space of all connections on P modulo gauge, as a topological stack. For each connection \nabla_P, we can consider the twisted elliptic operator on X. This is a continuous family of elliptic operators over the base B_P, and so has an orientation bundle O^D_P over B_P, a principal Z_2-bundle parametrizing orientations of KerD^\nabla_Ad(P) + CokerD^\nabla_Ad(P) at each \nabla_P. An orientation on (B_P,D) is a trivialization of O^D_P.

In gauge theory one studies moduli spaces M of connections \nabla_P on P satisfying some curvature condition, such as anti-self-dual instantons on Riemannian 4-manifolds (X, g). Under good conditions M is a smooth manifold, and orientations on (B_P,D) pull back to

orientations on M in the usual sense of differential geometry.

This is important in areas such as Donaldson theory, where one needs an orientation on M

to define enumerative invariants.

We explain a package of techniques, some known and some new, for proving orientability and constructing canonical orientations on (B_P,D), after fixing some algebro-topological information on X. We use these to construct canonical orientations on gauge theory moduli spaces, including new results for moduli spaces of flat connections on 2- and 3-manifolds,

instantons, the Kapustin-Witten equations, and the Vafa-Witten equations on 4-manifolds, and the Haydys-Witten equations on 5-manifolds.

**Related project(s):****33**Gerbes in renormalization and quantization of infinite-dimensional moduli spaces

Suppose (X, g) is a compact, spin Riemannian 7-manifold, with Dirac operator D. Let G be SU(m) or U(m), and E be a rank m complex bundle with G-structure on X. Write B_E for the infinite-dimensional moduli space of connections on E, modulo gauge. There is a natural principal Z_2-bundle O^D_E on B_E parametrizing orientations of det D_Ad A for twisted elliptic operators D_Ad A at each [A] in B_E. A theorem of Walpuski shows O^D_E is trivializable.

We prove that if we choose an orientation for det D, and a flag structure on X in the sense of Joyce arXiv:1610.09836, then we can define canonical trivializations of O^D_E for all such bundles E on X, satisfying natural compatibilities.

Now let (X,\varphi,g) be a compact G_2-manifold, with d(*\varphi)=0. Then we can consider moduli spaces M_E^G_2 of G_2-instantons on E over X, which are smooth manifolds under suitable transversality conditions, and derived manifolds in general. The restriction of O^D_E to M_E^G_2 is the Z_2-bundle of orientations on M_E^G_2. Thus, our theorem induces canonical orientations on all such G_2-instanton moduli spaces M_E^G_2.

This contributes to the Donaldson-Segal programme arXiv:0902.3239, which proposes defining enumerative invariants of G_2-manifolds (X,\varphi,g) by counting moduli spaces M_E^G_2, with signs depending on a choice of orientation. This paper is a sequel to Joyce-Tanaka-Upmeier arXiv:1811.01096, which develops the general theory of orientations on gauge-theoretic moduli spaces, and gives applications in dimensions 3,4,5 and 6.

**Related project(s):****33**Gerbes in renormalization and quantization of infinite-dimensional moduli spaces